Unclaimed
Grant J. Stubbs is a financial advisor with over 30 years of experience in the securities industry. Grant currently works with Securities Management & Research, Inc. in RICHFIELD, UT. Grant holds the Series 6, Series 63 and SIE securities licenses. Grant is registered with the state of Utah and Nevada. Prior to joining Securities Management & Research, Inc., Grant worked at EQUITRUST MARKETING SERVICES, LLC in WEST DES MOINES, IA from 1989 to 2002.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
12/19/2002 - Present
Securities Management & Research, Inc. (RICHFIELD UT)
IA
06/26/1989 - 11/18/2002
EQUITRUST MARKETING SERVICES, LLC (WEST DES MOINES IA)
BC
Issued 06/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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