Unclaimed
Grant Edward Vazzano is a financial advisor with Carty & Company, Inc. Grant has been in the financial services industry since May 2015. Grant has a Series 7, Series 63, Series 24, Series 53 and SIE license and is registered in 32 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
05/05/2015 - Present
Carty & Company, Inc. (MEMPHIS TN)
BC
Issued 05/15/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/02/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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