Unclaimed
Grant Nielsen is a registered representative with Capfinancial Securities, LLC, holding a Series 7TO, Series 63 and SIE. Grant has been in the securities industry for more than two years. Grant is licensed to provide securities-related services in Utah. Previously, Grant was employed by Wells Fargo Clearing Services, LLC from August 2022 to December 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
03/23/2023 - Present
Capfinancial Securities, LLC (Salt Lake City UT)
UT
08/08/2022 - 12/22/2022
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
BC
Issued 08/19/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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