Unclaimed
Grant David Germann is a financial advisor with Northwestern Mutual Investment Services, LLC, based in Lake Oswego, Oregon. Grant has been in the industry since November 28, 2022 and holds a Series 63, Series 6TO and SIE. Grant is registered in Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OR
11/29/2022 - Present
Northwestern Mutual Investment Services, LLC (Lake Oswego OR)
BC
Issued 04/28/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/15/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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