Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Grant? Claim Your ProfileGrant Shaffer is a financial advisor registered with Wells Fargo Clearing Services, LLC. Grant has been in the financial services industry since 2004. Prior to joining Wells Fargo Clearing Services, LLC, Grant worked at Wells Fargo Securities, LLC and Wells Fargo Advisors, LLC. Grant specializes in providing financial planning, portfolio management, and investment consulting services. Grant holds a Series 66 license, and has passed the SIE, Series 3, Series 4, Series 7, Series 9, and Series 10 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/02/2015 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MN
12/18/2013 - 05/21/2015
WELLS FARGO SECURITIES, LLC (MINNEAPOLIS MN)
MO
08/02/2010 - 01/13/2014
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MN
12/09/2004 - 08/02/2010
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
BOTH
Issued 12/22/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/2018
Series 4 - Registered Options Principal Examination
BC
Issued 08/06/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/25/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2011
Series 3 - National Commodity Futures Examination
BC
Issued 12/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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