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Grant Charles Harkness

Cetera Investment Services LLC

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About Grant Charles Harkness

Grant Charles Harkness is a financial advisor with Cetera Investment Services LLC. Grant has been in the financial services industry since November 14, 2016. He is a registered representative in Florida. Grant holds the Series 7 and Series 66 securities licenses. He also holds the SIE exam. Grant is located at 252 Ocoee Apopka Rd, Ocoee, FL 34761.

Firm Information

Grant Harkness is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Grant Harkness’s Registration & Firm History

FL

11/15/2016 - Present

Cetera Investment Services LLC (OCOEE FL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Grant Charles Harkness.
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