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Grant C Miller

TD Securities (usa) LLC

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About Grant C Miller

Grant C. Miller is a financial professional with over 23 years of experience in the financial services industry. Grant has held positions at several prominent firms, including Cowen And Co., Lehman Brothers Inc. and BANC of America Securities LLC. Currently, Grant is a registered representative at TD Securities (usa) LLC. Grant is a Series 7, Series 24, Series 63, and Series 79TO licensed professional. Grant holds a current registration with the state of New York.

Firm Information

Grant Miller is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Grant Miller’s Registration & Firm History

NY

01/18/2024 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

05/21/2007 - 03/27/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

12/11/2000 - 05/24/2007

LEHMAN BROTHERS INC. (NEW YORK NY)

NJ

09/04/1997 - 08/27/1999

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 09/03/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/18/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Grant C Miller.
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