Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Grant? Claim Your ProfileGrant Spencer is a financial advisor with Prime Capital Financial. Grant has been in the industry since 2016 and has held previous roles at DFA Securities LLC and Wells Fargo Securities, LLC. Grant is registered to provide investment advice in Kansas and Texas. Grant holds the Series 63, 66, 7 and 79 securities licenses and the SIE exam. Grant specializes in providing financial planning, portfolio management and qualified retirement plan services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
1
2
KS
06/29/2022 - Present
Prime Capital Financial (OVERLAND PARK KS)
TX
09/12/2018 - 06/28/2022
DFA SECURITIES LLC (AUSTIN TX)
NC
08/12/2016 - 07/18/2018
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BOTH
Issued 11/19/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/12/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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