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Grant Andrew Keith

Nomura Securities International, Inc.

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About Grant Andrew Keith

Grant Keith is an investment advisor with over 10 years of experience in the financial services industry. Grant is currently registered with Nomura Securities International, Inc. and previously held positions at LLOYDS SECURITIES, SANFORD C. BERNSTEIN & CO., LLC, and Lehman Brothers Inc. Grant holds a wide range of licenses including Series 7, 63, 66, 79, 24 and 31. Grant’s professional experience spans across various areas including research-related services, publication of periodicals, and investment banking.

Firm Information

Grant Keith is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Grant Keith’s Registration & Firm History

NY

04/08/2014 - Present

Nomura Securities International, Inc. (NEW YORK NY)

NY

08/07/2013 - 04/14/2014

LLOYDS SECURITIES (NEW YORK NY)

NY

01/13/2005 - 09/14/2005

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

NY

12/18/2002 - 06/09/2004

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/17/2014

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 04/21/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/23/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2014

Series 7 - General Securities Representative Examination

BC

Issued 08/07/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 04/07/2005

Series 31 - Futures Managed Funds Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Grant Andrew Keith.
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