Unclaimed
Grant Cooke is a financial professional registered with UBS Securities LLC. Grant has a strong background in the securities industry, having passed the Series 63, Series 79TO and SIE exams. Grant is licensed to offer securities and investment advisory services in all 50 states, as well as Puerto Rico. Grant's primary office is located in San Francisco, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/10/2020 - Present
UBS Securities LLC (SAN FRANCISCO CA)
BC
Issued 08/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/10/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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