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Grant Alan Olson

UBS Securities LLC

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About Grant Alan Olson

Grant Olson is a financial professional with over 10 years of experience in the industry. Grant is currently registered with UBS Securities LLC in New York, NY. Grant has previously worked for Wells Fargo Securities, LLC and Wells Fargo Advisors, LLC. Grant holds Series 7, 63, 65, SIE and 99TO licenses. Grant is registered in Tennessee as a broker-dealer.

Firm Information

Grant Olson is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Grant Olson’s Registration & Firm History

NY

07/24/2019 - Present

UBS Securities LLC (NEW YORK NY)

MN

05/29/2018 - 07/18/2019

WELLS FARGO SECURITIES, LLC (MINNEAPOLIS MN)

MN

10/20/2015 - 06/13/2017

WELLS FARGO SECURITIES, LLC (MINNEAPOLIS MN)

MN

10/07/2014 - 10/26/2015

WELLS FARGO ADVISORS, LLC (NEW HOPE MN)

MN

12/14/2011 - 10/07/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WAYZATA MN)

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Licenses & Designations

BC

Issued 05/22/2012

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/08/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Grant Alan Olson.
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