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Graig Michael Guccione

Tradestation Securities, Inc.

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About Graig Michael Guccione

Graig Guccione is a securities professional with over 11 years of experience in the financial services industry. Graig is currently registered with Tradestation Securities, Inc. in Plantation, Florida. Graig has held previous positions with Ally Invest Securities LLC and PFS Investments Inc. Graig holds the following licenses: Series 3, Series 4, Series 6, Series 7, Series 24, Series 30, Series 52TO, Series 57TO and Series 63.

Firm Information

Graig Guccione is currently registered with Tradestation Securities, Inc.. Tradestation Securities, Inc. is a Corporation that was formed on September 7, 1995. The firm is registered with the SEC and is also registered in 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Graig Guccione’s Registration & Firm History

FL

03/28/2022 - Present

Tradestation Securities, Inc. (PLANTATION FL)

NC

05/25/2011 - 12/10/2021

ALLY INVEST SECURITIES LLC (CHARLOTTE NC)

GA

02/14/2007 - 06/30/2008

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 06/21/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/03/2016

Series 24 - General Securities Principal Examination

BC

Issued 02/12/2016

Series 30 - NFA Branch Manager Examination

BC

Issued 01/23/2015

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 12/29/2022

Series 57TO - Securities Trader Exam

BC

Issued 07/13/2022

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/23/2011

Series 7 - General Securities Representative Examination

BC

Issued 02/13/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Graig Michael Guccione. Review regulatory record here.
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