Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Graig? Claim Your ProfileGraig Jamal Springer is a financial advisor with Brookfield Oaktree Wealth Solutions LLC in New York. Graig has been in the industry since 2015 and is registered with FINRA and is a Series 7, Series 24 and Series 63 licensed professional. Previously, Graig worked at Brookfield Private Advisors LLC, Invesco Distributors, Inc. and OppenheimerFunds Distributor, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/23/2021 - Present
Brookfield Oaktree Wealth Solutions LLC (New York NY)
NY
05/22/2021 - 12/22/2021
BROOKFIELD PRIVATE ADVISORS LLC (New York NY)
TX
05/25/2019 - 08/02/2019
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
NY
07/30/2014 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
02/09/2005 - 07/20/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 03/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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