Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Grahame? Claim Your ProfileGrahame Richards III is a financial advisor with over 27 years of experience in the industry. Grahame is currently registered with Osaic Wealth, Inc. and holds a Series 65 and Series 63 license as well as Series 7, 9, 10, 31 and SIE. In addition to his current role, Grahame has previously held positions with SAGEPOINT FINANCIAL, INC., UBS FINANCIAL SERVICES INC., PIPER JAFFRAY & CO., FIRST UNION SECURITIES, INC., PRINCIPAL FINANCIAL SECURITIES,INC., and OLDE DISCOUNT CORPORATION. Grahame primarily serves high net worth individuals, corporations, and pension and profit-sharing plans. Grahame also provides financial planning, pension consulting and educational seminars to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
09/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
AZ
08/17/2007 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
AZ
08/12/2006 - 08/28/2007
UBS FINANCIAL SERVICES INC. (SCOTTSDALE AZ)
AZ
10/20/2000 - 08/12/2006
PIPER JAFFRAY & CO. (SCOTTSDALE AZ)
MO
05/11/1998 - 10/27/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
TX
07/14/1997 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
MI
11/16/1995 - 07/17/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 2/14/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/11/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/2/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 4/8/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/14/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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