Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Graham? Claim Your ProfileGraham Trevelyan Smith is a financial advisor who has been in the industry since 2010. Graham is currently registered with Prime Decision Consulting LLC and previously worked at SG Americas Securities, LLC, Newedge USA, LLC and Nomura Securities International, Inc. Graham holds Series 3, 7, 24, 63 and SIE licenses and is registered in multiple states including California, Connecticut, Illinois, New Jersey, New York and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/21/2018 - Present
Prime Decision Consulting LLC (New York NY)
NY
01/02/2015 - 06/14/2017
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
03/15/2011 - 01/02/2015
NEWEDGE USA, LLC (NEW YORK NY)
NY
01/26/2010 - 12/21/2010
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 02/18/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2012
Series 3 - National Commodity Futures Examination
BC
Issued 01/25/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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