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Graham Stuart Guess

Pacific Wealth Strategies Group, Inc.

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About Graham Stuart Guess

Graham Stuart Guess is an investment advisor representative with Pacific Wealth Strategies Group, Inc. Graham has been in the industry since 1996. Graham holds the Series 2, 6, 7, 63 and 65 securities licenses. Graham's firm specializes in providing financial planning, pension consulting, selection of other advisors, portfolio management for individuals, and other consulting services. Graham has been registered with the state of California since 2009. Prior to working at Pacific Wealth Strategies Group, Inc. Graham worked at First Allied Securities, Inc. Graham has been a registered investment advisor representative since 2002.

Firm Information

Graham Guess is currently registered with Pacific Wealth Strategies Group, Inc.. Pacific Wealth Strategies Group, Inc. is a Santa Barbara, CA-based Registered Investment Advisor with over $177 million in regulatory assets under management. The firm provides financial planning, portfolio management for individuals, pension consulting, and other advisory services. Their clientele consists primarily of individuals other than high-net-worth, high-net-worth individuals, corporations or other businesses, pension and profit-sharing plans, and charitable organizations.
Pacific Wealth Strategies Group, Inc.

4141 STATE STREET, SUITE B11

SANTA BARBARA, CA 93110

$177.13M

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting

Consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Graham Guess’s Registration & Firm History

CA

01/21/2009 - Present

Pacific Wealth Strategies Group, Inc. (SANTA BARBARA CA)

CA

10/19/2006 - 06/01/2022

FIRST ALLIED SECURITIES, INC. (SANTA BARBARA CA)

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Licenses & Designations

BC

Issued 07/11/2006

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/25/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2006

Series 7 - General Securities Representative Examination

BC

Issued 08/30/1996

Series 2 - Non-Member General Securities Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Graham Stuart Guess.
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