Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Graham? Claim Your ProfileGraham Stephan Cassidy is a financial advisor at Morgan Stanley. Graham has been in the financial industry since 2000. Graham holds a Series 63 license, a Series 66 license, a Series 7 license, a Series 3 license, a Series 4 license, a Series 9 license, a Series 10 license, and a Series 55 license. Graham is registered to provide investment advice in 53 states and the District of Columbia. Graham also provides financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
DE
12/10/2019 - Present
Morgan Stanley (Greenville DE)
NJ
11/05/2012 - 03/25/2014
WELLS FARGO ADVISORS, LLC (MARLTON NJ)
NY
02/07/2003 - 02/22/2011
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
PA
09/15/2000 - 02/11/2003
BNP PARIBAS BROKERAGE SERVICES, INC. (KING OF PRUSSIA PA)
CO
09/18/1998 - 10/27/1998
SCHNEIDER SECURITIES, INC. (DENVER CO)
BOTH
Issued 05/21/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/21/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/07/2001
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2001
Series 3 - National Commodity Futures Examination
BC
Issued 11/28/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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