Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Graham? Claim Your ProfileGraham Treece is a financial advisor currently registered with Santander US Capital Markets LLC, and is licensed in 38 states. Graham has been in the securities industry since 2008 and has experience with J.P. Morgan Securities LLC and J.P. Morgan Securities Inc. Graham holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/05/2019 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
10/01/2008 - 10/15/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
02/18/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 04/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/15/2015
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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