Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Graham? Claim Your ProfileGraham Clement is a financial advisor with Planmember Securities Corp. Graham has been in the industry since 1998 and is currently registered with FINRA, the SEC, and the State of Texas. Graham's background includes experience with a variety of firms, including VALIC Financial Advisors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Quest Capital Strategies, Inc. Graham is a Series 6, 7, 24, 63, 65, and 66 licensed advisor, holding SIE certification as well.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/28/2014 - Present
Planmember Securities Corp. (Houston TX)
TX
03/31/2014 - 05/14/2014
LEGEND EQUITIES CORPORATION (SUGAR LAND TX)
TX
09/28/2010 - 04/10/2014
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
03/12/2010 - 07/15/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (KINGWOOD TX)
FL
04/29/2009 - 03/16/2010
ALLEGIANT SECURITIES L.L.C. (MIAMI FL)
CA
03/26/2007 - 04/30/2007
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CA
04/06/2004 - 04/04/2005
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NA
02/05/1992 - 07/08/1992
FINANCIAL HORIZONS SECURITIES CORPORATION
NY
02/10/1992 - 06/12/1992
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
10/10/1990 - 12/19/1991
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NA
10/31/1990 - 10/16/1991
EDEN FINANCIAL FUNDS GROUP, INC.
FL
07/26/1990 - 09/24/1990
BARNETT BROKERAGE SERVICE, INC. (JACKSONVILLE FL)
NY
09/19/1984 - 07/27/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
01/07/1982 - 10/28/1985
SECURITY FIRST FINANCIAL, INC.
IA
Issued 06/17/2009
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/23/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/04/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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