Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Graham? Claim Your ProfileGraham Mattes is a financial advisor with over 20 years of experience in the industry. Graham has held positions with various financial institutions, including Edward Jones, Waddell & Reed, and Ivy Distributors, Inc. Graham is currently a registered representative of Private Advisor Group, LLC and is a Certified Financial Planner. Graham specializes in providing financial planning, investment management, and retirement planning services to individuals, families, and businesses. Graham also has experience with pension consulting and providing educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
08/02/2024 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
KS
05/20/2016 - 01/26/2017
EDWARD JONES (MISSION KS)
KS
01/11/2010 - 05/24/2016
IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)
KS
12/19/2005 - 05/24/2016
WADDELL & REED (OVERLAND PARK KS)
KS
12/19/2005 - 01/26/2009
IVY FUNDS DISTRIBUTOR, INC. (OVERLAND PARK KS)
NE
04/29/2004 - 11/15/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
05/16/2003 - 08/27/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 09/05/2012
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/26/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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