Unclaimed
Graham Lawrence is a financial professional with over 17 years of experience in the financial services industry. Graham has a broad range of experience, having worked at firms such as BMO Capital Markets Corp, Natixis Securities Americas LLC, Jefferies LLC, Citadel Securities LLC, and Credit Suisse Securities (USA) LLC. Graham is currently registered with Natixis Securities Americas LLC and is licensed to conduct business in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/16/2021 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
01/10/2019 - 08/16/2021
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
NY
10/12/2015 - 01/08/2019
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
08/04/2011 - 10/12/2015
JEFFERIES LLC (NEW YORK NY)
NY
10/06/2009 - 05/26/2011
CITADEL SECURITIES LLC (NEW YORK NY)
NY
02/11/2005 - 09/23/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 01/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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