Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Graham? Claim Your ProfileGraham Laird Goodkin is a financial advisor who has been active in the industry since 2006. Graham is currently registered with Cantor Fitzgerald & Co. and is licensed to provide financial services in New York. Graham has held previous positions at BEAR, STEARNS & CO. INC. and SG AMERICAS SECURITIES, LLC. Graham has a Series 7, Series 63, SIE, and Series 79TO license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/01/2010 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
08/17/2006 - 06/12/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
10/05/2004 - 08/09/2006
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 01/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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