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Graham K Mandl

Certuity, LLC

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About Graham K Mandl

Graham Mandl is an Investment Advisor Representative with Certuity, LLC. Graham has been in the industry since 2013. Graham has Series 7, Series 66, and SIE licenses and is registered in California, Connecticut, New York, and Texas. Graham has a strong track record of providing financial advice to individuals and families, as well as to pooled investment vehicles, charitable organizations, and pension and profit-sharing plans. Graham's previous experience includes working at Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. Graham is committed to providing his clients with personalized financial advice that meets their specific needs and goals.

Firm Information

Graham Mandl is currently registered with Certuity, LLC. Certuity, LLC is a Registered Investment Advisor headquartered in NORTH PALM BEACH, FL. The firm has 24 investment advisor representatives and manages over $3.9 billion in assets for a variety of clients, including high-net-worth individuals, pooled investment vehicles, and charitable organizations. Certuity provides financial planning, pension consulting, and portfolio management services.
Certuity, LLC

1295 US HIGHWAY ONE

NORTH PALM BEACH, FL 33408

$3.96B

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Graham Mandl’s Registration & Firm History

NY

06/02/2023 - Present

Certuity, LLC (New York NY)

NY

02/25/2014 - 06/05/2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NJ

06/15/2013 - 11/11/2013

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 04/11/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Graham K Mandl.
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