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Graham Conrad Dick

Piper Sandler & Co.

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About Graham Conrad Dick

Graham Conrad Dick is a financial professional with experience in the industry since April 2019. Graham is currently registered with Piper Sandler & Co., and is based in Atlanta, Georgia. Prior to joining Piper Sandler & Co., Graham was affiliated with SANDLER, O'NEILL & PARTNERS, L.P.. Graham has passed the Series 63, Series 87, Series 86, Series 7TO, and SIE exams. Graham has been active in the financial services industry for several years and is a respected member of the industry.

Firm Information

Graham Dick is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Graham Dick’s Registration & Firm History

GA

01/03/2020 - Present

Piper Sandler & Co. (ATLANTA GA)

GA

04/08/2019 - 01/03/2020

SANDLER, O'NEILL & PARTNERS, L.P. (ATLANTA GA)

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Licenses & Designations

BC

Issued 04/20/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/13/2019

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/13/2019

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/06/2019

Series 7TO - General Securities Representative Examination

BC

Issued 03/01/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Graham Conrad Dick.
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