Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Graham? Claim Your ProfileGraham Claus Peterson is a registered representative with Stifel, Nicolaus & Company, Inc. and has been in the industry since September 2002. Peterson's prior registrations include UBS Financial Services Inc. and Piper Jaffray & Co.. Graham Claus Peterson is licensed to provide investment advisory services in multiple states, including Arizona, Florida, Kentucky, Minnesota, Nebraska, North Dakota, South Dakota, Washington, and Wisconsin. Peterson also holds Series 66, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ND
09/11/2009 - Present
Stifel, Nicolaus & Company, Inc. (BISMARCK ND)
ND
08/12/2006 - 09/11/2009
UBS FINANCIAL SERVICES INC. (BISMARCK ND)
ND
09/11/2002 - 08/12/2006
PIPER JAFFRAY & CO. (BISMARCK ND)
BOTH
Issued 09/24/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Graham Peterson is the right advisor for you? Invested Better is here to help.
