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Graham Charles Cohen

Credit Agricole Securities (usa) Inc.

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About Graham Charles Cohen

Graham Charles Cohen is a registered representative with Credit Agricole Securities (usa) Inc. in New York, NY. Graham has been in the securities industry since 2005 and holds the Series 7, Series 24, Series 52TO and Series 63 licenses. Graham has previously worked at SMBC Nikko Securities America, Inc., MUFG Securities Americas Inc., BNP Paribas Securities Corp., The Princeridge Group LLC, UBS Securities LLC, UBS Global Asset Management (US) Inc. and RBC Dominion Securities Corporation.

Firm Information

Graham Cohen is currently registered with Credit Agricole Securities (usa) Inc.. Credit Agricole Securities (usa) Inc. is a corporation formed in 1968 and is approved to operate in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Graham Cohen’s Registration & Firm History

NY

05/22/2023 - Present

Credit Agricole Securities (usa) Inc. (NEW YORK NY)

NY

09/06/2017 - 11/04/2022

SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)

NY

03/12/2012 - 08/24/2017

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

NY

08/17/2010 - 01/31/2012

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

06/23/2009 - 08/16/2010

THE PRINCERIDGE GROUP LLC (NEW YORK NY)

NY

07/12/2007 - 02/19/2008

UBS SECURITIES LLC (NEW YORK NY)

NY

07/24/2006 - 07/12/2007

UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)

NY

01/21/2004 - 06/06/2006

UBS SECURITIES LLC (NEW YORK NY)

NY

06/25/2003 - 01/27/2004

RBC DOMINION SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/15/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/01/2009

Series 24 - General Securities Principal Examination

BC

Issued 06/28/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/23/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Graham Charles Cohen.
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