Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Graham? Claim Your ProfileGraham Hartley has been working in the financial services industry since 1996. Graham currently works for LPL Financial LLC and has been registered with the state of Texas since 2020. Graham is also registered as an Investment Advisor Representative in Texas. Graham has worked in the Houston area for his entire career. Prior to joining LPL Financial LLC, Graham was employed at INVESCO AIM DISTRIBUTORS, INC. from 1996 to 2008. Graham specializes in providing financial planning, portfolio management for individuals and businesses, and other non-discretionary advisory services. Graham is available to meet with individuals, families, and businesses to discuss their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
05/15/2020 - Present
LPL Financial LLC (HOUSTON TX)
TX
03/20/1996 - 05/14/2008
INVESCO AIM DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 03/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2006
Series 24 - General Securities Principal Examination
BC
Issued 05/21/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/19/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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