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Graham Andrew Foster

First Trust Advisors LP

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About Graham Andrew Foster

Graham Andrew Foster is a financial advisor registered with First Trust Advisors LP. Graham has been a financial advisor for over 12 years. Prior to joining First Trust, Graham was affiliated with Guggenheim Funds Distributors, LLC in Chicago, IL. Graham currently holds licenses for Series 7, Series 66, and Series 99TO. Graham is a Registered Investment Advisor representative in Illinois. Graham works out of the Wheaton, IL office of First Trust Advisors LP. Graham's specializations include: Portfolio Management for Individuals, Portfolio Management for Investment Companies, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Businesses, Selection of Other Advisers, and Publication of Periodicals.

Firm Information

Graham Foster is currently registered with First Trust Advisors LP. First Trust Advisors LP is an investment advisor headquartered in Wheaton, Illinois, with over 210 billion in assets under management. The firm provides portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. They specialize in ETF development and management and offer a variety of investment strategies, including index tracking, active management, and alternative investments. First Trust Advisors LP also publishes periodicals and selects other advisors for its clients.
First Trust Advisors LP

120 E. LIBERTY DRIVE

WHEATON, IL 60187

$210.88B

Assets Under Management

Not reported

Total Clients

499

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fixed fees per unit (uits) for portfolio supervisory services

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Graham Foster’s Registration & Firm History

IL

03/21/2014 - Present

First Trust Advisors LP (WHEATON IL)

IL

05/23/2011 - 01/02/2014

GUGGENHEIM FUNDS DISTRIBUTORS, LLC (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 03/18/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Graham Andrew Foster.
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