Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Graeme? Claim Your ProfileGraeme Connell is a financial advisor with Equitable Distributors, LLC. Graeme has been in the financial services industry since 2006 and holds a Series 6, 7, 26, 63 and 66 license. Graeme is registered with the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/29/2014 - Present
Equitable Distributors, LLC (Charlotte NC)
MA
06/28/2007 - 10/30/2008
SIGNATOR INVESTORS, INC. (WELLESLEY MA)
MA
09/06/2006 - 05/14/2007
AMERIPRISE FINANCIAL SERVICES, INC. (WELLESLEY MA)
BC
Issued 05/15/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/09/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/05/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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