Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Graeme? Claim Your ProfileGraeme Richard Bath is a registered representative with RBC Capital Markets, LLC. Graeme has been in the securities industry since July 18, 2010 and has worked with RBC Capital Markets, LLC for over 10 years. He has a strong track record of providing investment advice to a wide range of clients, including high-net-worth individuals, corporations, and institutional investors. Graeme holds the Series 7, Series 63, Series 79, and Series 57TO licenses, and is registered in the state of New York. Graeme's areas of expertise include portfolio management, financial planning, and investment banking. In his previous role, Graeme was also a registered representative at Nomura Securities International, Inc., where he gained experience in providing investment advice to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/19/2019 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
10/22/2012 - 08/15/2019
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
03/30/2010 - 10/05/2012
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 06/24/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/29/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Graeme Bath is the right advisor for you? Invested Better is here to help.
