Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Graeme? Claim Your ProfileGraeme Baxter is a financial advisor who has been in the industry for 4 years. Graeme is registered with Fidelity Brokerage Services LLC and is licensed to provide securities and investment advice in Colorado. Graeme has passed the Series 63, Series 66, SIE, Series 7, Series 9, and Series 10 exams. Graeme is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/05/2019 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
BOTH
Issued 06/10/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/11/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/04/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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