Unclaimed
Graeme Harten is a registered representative with Artisan Partners Distributors LLC. Graeme has been in the securities industry since November 6, 2017. Graeme has passed the Series 63, Series 7 and SIE exams. Prior to joining Artisan Partners Distributors LLC, Graeme worked at CICC US Securities, Inc. and MarketAxess Corporation. Graeme is located in San Francisco, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/10/2021 - Present
Artisan Partners Distributors LLC (San Francisco CA)
NY
02/04/2016 - 09/13/2019
CICC US SECURITIES, INC. (NEW YORK NY)
NY
11/09/2015 - 02/01/2016
MARKETAXESS CORPORATION (NEW YORK NY)
BC
Issued 11/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Graeme Harten is the right advisor for you? Invested Better is here to help.