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Graeme Dixon Harten

Artisan Partners Distributors LLC

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About Graeme Dixon Harten

Graeme Harten is a registered representative with Artisan Partners Distributors LLC. Graeme has been in the securities industry since November 6, 2017. Graeme has passed the Series 63, Series 7 and SIE exams. Prior to joining Artisan Partners Distributors LLC, Graeme worked at CICC US Securities, Inc. and MarketAxess Corporation. Graeme is located in San Francisco, California.

Firm Information

Graeme Harten is currently registered with Artisan Partners Distributors LLC. Artisan Partners Distributors LLC is a Limited Liability Company formed in December 1997 and is registered in 53 states and the District of Columbia. The firm is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

79

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Graeme Harten’s Registration & Firm History

CA

09/10/2021 - Present

Artisan Partners Distributors LLC (San Francisco CA)

NY

02/04/2016 - 09/13/2019

CICC US SECURITIES, INC. (NEW YORK NY)

NY

11/09/2015 - 02/01/2016

MARKETAXESS CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/24/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Graeme Dixon Harten.
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