Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Grady? Claim Your ProfileGrady Shane Huke is a financial advisor at Wells Fargo Clearing Services, LLC. Grady has over 20 years of experience in the financial services industry. Grady is registered with the state of Missouri as well as the state of Texas. Grady has a broad range of experience in the financial services industry. Grady has worked for various firms including Raymond James Financial Services, INC., Investment Professionals, INC., Firstar Investment Services, INC., Mercantile Investment Services, INC. and PFS Investments INC. Grady holds the following licenses: Series 6, Series 7, Series 9, Series 10, Series 31, Series 63 and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/10/2016 - Present
Wells Fargo Clearing Services, LLC (JOPLIN MO)
MO
08/09/2005 - 11/10/2016
RAYMOND JAMES FINANCIAL SERVICES, INC. (CARTHAGE MO)
TX
10/25/2000 - 08/08/2005
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
NJ
01/03/2000 - 11/02/2000
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
MO
05/24/1999 - 01/03/2000
MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)
GA
11/06/1998 - 05/17/1999
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 11/22/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/08/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/18/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/05/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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