Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Grady? Claim Your ProfileGrady N. Smith is a registered investment advisor representative with Principal Securities, Inc. Grady N. Smith has been in the financial services industry since August 2017. Grady N. Smith is licensed to sell securities in Florida, Maryland, North Carolina, South Carolina and Tennessee. Grady N. Smith is also licensed to provide investment advisory services in North Carolina. Prior to joining Principal Securities, Inc. Grady N. Smith worked at HORNOR, TOWNSEND & KENT, LLC, as an investment advisor representative. Grady N. Smith is also a licensed insurance agent with Jones Advisors. Grady N. Smith offers a variety of financial services to individuals, businesses, and institutions. Grady N. Smith specializes in providing investment advice, retirement planning, and financial planning. Grady N. Smith is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
NC
06/14/2019 - Present
Principal Securities, Inc. (GARNER NC)
NC
08/25/2017 - 02/20/2019
HORNOR, TOWNSEND & KENT, LLC (MORRISVILLE NC)
IA
Issued 06/13/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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