Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Grady? Claim Your ProfileGrady Douglas Holt is a financial advisor with Principal Securities, Inc., and has been in the financial services industry since April 6, 1997. Grady has Series 63, 65, 7, 24, 52TO, 53, and 99TO licenses, and has specialized in providing financial advice to high-net-worth individuals, corporations, and charitable organizations. Grady has experience with the financial products offered by Principal Securities, Inc. and previously worked at Sammons Financial Network, LLC, Securian Financial Services, Inc., EquiTrust Marketing Services, LLC, AXA Advisors, LLC, Locust Street Securities, Inc., First Heartland Capital, Inc., BirchTree Financial Services, Inc., and Dickinson & Co. Grady has a strong understanding of the financial services industry, and is committed to providing his clients with the best possible advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
IA
01/27/2017 - Present
Principal Securities, Inc. (DES MOINES IA)
IA
01/30/2012 - 01/03/2017
SAMMONS FINANCIAL NETWORK, LLC (WEST DES MOINES IA)
IA
01/11/2005 - 07/06/2011
SECURIAN FINANCIAL SERVICES, INC. (WEST DES MOINES IA)
IA
04/10/2002 - 01/06/2005
EQUITRUST MARKETING SERVICES, LLC (WEST DES MOINES IA)
NY
08/17/2000 - 04/01/2002
AXA ADVISORS, LLC (NEW YORK NY)
IA
09/07/1999 - 08/11/2000
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MO
06/30/1998 - 09/17/1999
FIRST HEARTLAND CAPITAL, INC. (LAKE ST. LOUIS MO)
MN
01/02/1997 - 06/15/1998
BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
IA
08/09/1996 - 01/01/1997
DICKINSON & CO. (DES MOINES IA)
IA
Issued 03/21/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/03/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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