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Grady Dok

Schwab Wealth Advisory, Inc.

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About Grady Dok

Grady Dok is an investment advisor representative with Schwab Wealth Advisory, Inc. Grady works in the Lone Tree, CO office. Grady is licensed to provide advisory services in 51 states and the District of Columbia. Grady has been working in the financial services industry since 2022. Grady has a Series 66, Series 7TO and SIE license. Grady has experience working for Miracle Mile Advisors in Lake Oswego, OR, the University of Portland in Portland, OR, and Scripps Ranch Swim & Racquet C in San Diego, CA. Grady has a broad range of experience in financial services, including investment management, financial planning, portfolio management for businesses, and portfolio management for individuals.

Firm Information

Grady Dok is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Grady Dok’s Registration & Firm History

CO

05/06/2024 - Present

Schwab Wealth Advisory, Inc. (Lone Tree CO)

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Licenses & Designations

BOTH

Issued 05/03/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/05/2024

Series 7TO - General Securities Representative Examination

BC

Issued 08/04/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Grady Dok.
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