Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gracy? Claim Your ProfileGracy Weatherston is a financial professional with over 14 years of experience in the industry. Gracy currently works at Scotia Capital (usa) Inc. and previously worked at UBS Securities LLC and Deutsche Bank Securities Inc. Gracy is registered with FINRA and holds several licenses, including Series 3, Series 7, Series 99TO, and SIE. Gracy is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/05/2022 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
05/01/2008 - 12/16/2021
UBS SECURITIES LLC (NEW YORK NY)
NY
11/08/2007 - 02/04/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 09/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2015
Series 3 - National Commodity Futures Examination
BC
Issued 11/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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