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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Grace? Claim Your ProfileGrace Chen is an Investment Advisor Representative at Auspicious Financial Planning, LLC. Grace has been in the financial industry for over 4 years and holds the Series 65, Series 7 and SIE licenses. Grace is a registered Investment Advisor in California. Grace specializes in providing financial planning and portfolio management services to high-net-worth individuals, corporations, and businesses. Grace focuses on providing financial planning advice to individuals and assisting them in reaching their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
09/05/2019 - Present
Auspicious Financial Planning, LLC (San Ramon CA)
CA
05/17/2018 - 09/18/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (SAN RAMON CA)
IA
Issued 04/25/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2018
Series 7 - General Securities Representative Examination
Active
Inactive
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