Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Grace? Claim Your ProfileGrace Veronica Deighan is an investment professional with over 20 years of experience. Grace is a registered representative with Wells Fargo Clearing Services, LLC and is active in both the broker-dealer and investment advisory fields. Grace has held previous positions with Prudential Securities Incorporated and Smith Barney Inc. Grace has a wide range of experience in the financial industry, including experience with investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisers, portfolio management for businesses and portfolio management for individuals. Grace has a total of 38 state registrations and 2 IA state registrations. Grace is currently registered with the states of NY and TX. Grace is a well-qualified investment professional who can provide a variety of services to meet the needs of her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/31/2025 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
09/23/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/24/1998 - 09/09/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
05/20/1997 - 05/30/1997
OPPENHEIMER & CO., INC. (NEW YORK NY)
BC
Issued 10/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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