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Grace Rosemary Smith

Empower Financial Services, Inc.

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About Grace Rosemary Smith

Grace Rosemary Smith is a financial advisor at Empower Financial Services, Inc. Grace is registered in Kansas and has been in the industry since May 2019. Grace holds the Series 63, Series 6TO and SIE licenses.

Firm Information

Grace Smith is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Grace Smith’s Registration & Firm History

KS

05/10/2019 - Present

Empower Financial Services, Inc. (OVERLAND PARK KS)

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Licenses & Designations

BC

Issued 05/22/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/10/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/29/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Grace Rosemary Smith.
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