Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Grace? Claim Your ProfileGrace Mateer is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Grace has been in the financial services industry since 2015 and has a wide range of experience in providing financial advice to individuals, businesses, and institutions. Grace holds a number of licenses and certifications, including Series 7, Series 63, Series 66, Series 9, and Series 10. Grace is also a registered investment advisor in Florida and Texas. Grace is committed to providing her clients with personalized financial advice and helping them achieve their financial goals. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc. Grace worked at Fidelity Brokerage Services LLC and has over 10 years of experience. Grace has extensive experience in areas like portfolio management for businesses, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
11/01/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LINCOLN RI)
FL
06/01/2015 - 07/20/2016
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BOTH
Issued 12/14/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/08/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/29/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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