Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Grace? Claim Your ProfileGrace Liang is an investment advisor representative registered with Neuberger Berman BD LLC in New York, NY. Grace has been active in the financial services industry since 2018 and has experience working with various firms, including Citigroup Global Markets Inc. and Houlihan Lokey. Grace holds the Series 7, Series 63, Series 79, Series 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
12/01/2022 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
07/23/2018 - 08/16/2021
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 12/17/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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