Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Grace? Claim Your ProfileGrace Jie feng Ma is a financial advisor with over 20 years of experience in the financial services industry. Grace Ma is currently registered with Morgan Stanley, serving clients in California and Texas. Previously, Grace Ma has also held positions with various other firms such as WELLS FARGO ADVISORS, LLC, METLIFE SECURITIES INC., MML INVESTORS SERVICES, LLC, AMERIPRISE FINANCIAL SERVICES, INC., and CHARLES SCHWAB & CO., INC. Grace Ma holds several industry licenses including Series 7, Series 10, Series 9, Series 24, Series 63, and Series 66. Grace Ma focuses on providing financial planning, asset allocation advice, pension consulting, and portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/24/2020 - Present
Morgan Stanley (Cupertino CA)
CA
04/20/2012 - 08/06/2012
WELLS FARGO ADVISORS, LLC (SAN JOSE CA)
CA
12/13/2011 - 02/22/2012
METLIFE SECURITIES INC. (SAN JOSE CA)
CA
08/10/2010 - 07/06/2011
MML INVESTORS SERVICES, LLC (FREMONT CA)
CA
11/05/2007 - 07/30/2010
AMERIPRISE FINANCIAL SERVICES, INC. (SAN JOSE CA)
CA
06/10/2004 - 10/09/2007
CHARLES SCHWAB & CO., INC. (CAMPBELL CA)
NE
06/26/1998 - 05/24/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
03/30/1998 - 08/04/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
12/02/1997 - 02/20/1998
FLEET BROKERAGE SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 06/19/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2007
Series 24 - General Securities Principal Examination
BC
Issued 08/23/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/23/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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