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Grace Huaman

T. Rowe Price Investment Services, Inc.

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About Grace Huaman

Grace Huaman is a financial advisor at T. Rowe Price Investment Services, Inc. Grace has over 20 years of experience in the financial services industry, and has been registered with FINRA since 2001. Grace holds the Series 6, 7, and SIE licenses. Grace has worked with a variety of firms including Stancorp Equities, Inc., Nationwide Investment Services Corporation, AllianceBernstein Investments, Inc., ING Financial Advisors, LLC, GWFS Equities, Inc., and Manulife Financial Securities LLC. Grace is registered in 53 states and is currently registered with FINRA as an investment advisor representative.

Firm Information

Grace Huaman is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Grace Huaman’s Registration & Firm History

CA

08/22/2013 - Present

T. Rowe Price Investment Services, Inc. (SAN FRANCISCO CA)

CA

10/19/2010 - 06/26/2012

STANCORP EQUITIES, INC. (SHERMAN OAKS CA)

OH

12/16/2008 - 02/02/2010

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

TN

02/15/2006 - 10/27/2008

ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)

CT

06/15/2004 - 01/10/2006

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

CO

07/21/2003 - 05/20/2004

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

MA

06/20/2001 - 07/02/2003

MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 09/22/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/2014

Series 7 - General Securities Representative Examination

BC

Issued 06/19/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Grace Huaman.
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