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Grace Gabrielle Gaddis

Independence Point Securities LLC

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About Grace Gabrielle Gaddis

Grace Gabrielle Gaddis is a financial professional with experience in the securities industry. Grace is currently registered with Independence Point Securities LLC and holds a Series 63, Series 79, and SIE licenses. Grace has previously worked with BOFA Securities, INC. Grace has been in the industry since 2021.

Firm Information

Grace Gaddis is currently registered with Independence Point Securities LLC. Independence Point Securities LLC is a Limited Liability Company formed on November 23, 2021. The firm is registered in seven states: California, Colorado, New York, Pennsylvania, Texas, Utah, and Wisconsin, and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Grace Gaddis’s Registration & Firm History

NY

01/25/2024 - Present

Independence Point Securities LLC (New York NY)

NY

03/26/2022 - 08/01/2023

BOFA SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/31/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/25/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 12/11/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Grace Gabrielle Gaddis.
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