Unclaimed
Grace Gabrielle Gaddis is a financial professional with experience in the securities industry. Grace is currently registered with Independence Point Securities LLC and holds a Series 63, Series 79, and SIE licenses. Grace has previously worked with BOFA Securities, INC. Grace has been in the industry since 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/25/2024 - Present
Independence Point Securities LLC (New York NY)
NY
03/26/2022 - 08/01/2023
BOFA SECURITIES, INC. (NEW YORK NY)
BC
Issued 05/31/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/11/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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