Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Grace? Claim Your ProfileGrace Frances Ngai is a financial advisor working with J.p. Morgan Securities LLC. Grace has been in the industry since 1996 and has been registered with J.p. Morgan Securities LLC since 2024. Prior to joining J.p. Morgan Securities LLC, Grace was a registered representative with Charles Schwab & Co., Inc. Grace is licensed to provide investment advice in the states of Texas and California. Grace is also a licensed investment advisor in the state of Texas. Grace's specializations include investment management, financial planning, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
03/04/2024 - Present
J.p. Morgan Securities LLC (SAN FRANCISCO CA)
CA
09/18/2012 - 01/08/2024
CHARLES SCHWAB & CO., INC. (San Francisco CA)
TX
04/18/1989 - 11/05/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
02/14/1989 - 04/08/1989
LIGHT SECURITIES
NA
06/28/1988 - 12/31/1988
PFG SECURITIES, INC.
NA
04/19/1988 - 07/15/1988
THE STUART-JAMES COMPANY, INCORPORATED
BOTH
Issued 10/22/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/13/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/11/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/07/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Grace Ngai is the right advisor for you? Invested Better is here to help.
