Unclaimed
Grace Cy Fu is a financial professional with over 13 years of experience in the financial industry. Grace is currently registered with ING Financial Markets LLC in New York, New York. Grace holds FINRA Series 7, 63, and SIE licenses as well as Series 79TO. Grace has been active in the industry since 2010 and has held prior registrations with ING Financial Markets LLC in New York, New York. Grace is currently registered in New York and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/16/2013 - Present
ING Financial Markets LLC (NEW YORK NY)
NY
11/03/2009 - 09/24/2012
ING FINANCIAL MARKETS LLC (NEW YORK NY)
BC
Issued 11/16/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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