Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Grace? Claim Your ProfileGrace Carvalho Harris is a financial advisor who has been in the industry since 2004. Grace is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Georgia and Texas. Previously, Grace was registered with J.P. Morgan Securities LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and CHASE INVESTMENT SERVICES CORP. Grace holds Series 6, 7, 9, 10, 63 and 66 licenses. Grace is a licensed investment advisor in Georgia and Texas. Grace specializes in providing investment advice to individuals, businesses, and institutional clients. Grace Carvalho Harris provides a range of financial services, including portfolio management, financial planning, and investment research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
02/28/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Atlanta GA)
GA
11/19/2018 - 06/07/2021
J.P. MORGAN SECURITIES LLC (Atlanta GA)
TX
11/21/2011 - 10/29/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
11/13/2002 - 03/21/2011
CHASE INVESTMENT SERVICES CORP. (PEARLAND TX)
BOTH
Issued 03/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/28/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/12/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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