Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Grace? Claim Your ProfileGrace Yuen tam is a financial advisor with Siebert Williams Shank & Co., LLC. Grace has over 20 years of experience in the financial industry and is registered with the Financial Industry Regulatory Authority (FINRA) and several states, including California, Arizona, Colorado, and Texas. Grace holds the Series 7, Series 52, Series 50, Series 53, and Series 63 licenses. Grace is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/17/2013 - Present
Siebert Williams Shank & CO., LLC (LOS ANGELES CA)
IL
05/19/2004 - 06/18/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
NY
09/11/2002 - 04/02/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 05/28/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 02/19/2005
Series 7 - General Securities Representative Examination
BC
Issued 09/10/2002
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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