Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Grace? Claim Your ProfileGrace Annette Cruz is a financial advisor currently registered with Vanguard Marketing Corp. Grace has been in the industry since May 11, 2005, and holds Series 6, 7, and 63 licenses as well as the SIE exam. Grace's current registration with Vanguard Marketing Corp. began on September 27, 2007. Prior to joining Vanguard Marketing Corp., Grace was registered with Wells Fargo Investments, LLC from May 12, 2004 until January 19, 2006 and Chase Investment Services Corp. from February 4, 2002 to October 11, 2002. Grace is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
09/27/2007 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
CA
05/12/2004 - 01/19/2006
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
IL
02/04/2002 - 10/11/2002
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BC
Issued 01/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/02/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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FINRA
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